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Email is the predominant
means of communication for most organisations, it has replaced
the fax and telephone and, in many cases, the letter as the
means by which the day-to-day business of an organisation
is conducted. Email affects the way we work; it allows for
enhanced workflow and is important in the scheduling and prioritising
of our actions, it is also a means of informal communication
between colleagues. In some cases an email might be the only
record of a transaction or a decision having being made. Email
is an effective and efficient communication tool it is immediate
and because it is on our desktop it feels like a personal
communication system, however, when used to conduct the business
of an organisation an email constitutes a record and as such
needs to be treated within the records management structure
of that organisation.
Electronic records, including
emails, exist in a virtual world and, because they are easily
created and disposed of, management of this electronic resource
is not often carefully thought out or subject to policy. Digital
records are subject to the same legal requirements as records
in a paper format so it is important that an organisation
develop a clear policy with regard to email within the overall
records management structure.
A good records management
programme needs to ensure that records are authentic, reliable
and usable throughout their lifecycle and this concern, therefore,
applies to email.
Records management issues with regard to email include:
• Access
- Official email needs to be identified as such and habitually
printed and filed or stored on a central network folder to
make it accessible to relevant staff. Emails should be stored
according to the function, process or activity that produced
them. All electronic records should be held on the appropriate
folders on the network to ensure that they are backed up daily.
Emails that need to be preserved over time should be held
in accessible formats whether in hardcopy or on-line.
• Disposition
- Emails should be preserved or deleted as necessary, ideally
according to organisational retention and destruction policies.
Duplication should be avoided, so policy must state who is
responsible for storing which emails.
• Legislation
- The Data Protection, E-Commerce and the Freedom of Information
Acts, among others, apply to e-mail. The relevant standard
is BSI PD 0008, the Code of Practice for Legal Admissibility
and evidential weight of information stored electronically.
• Authenticity
- Is the email from the person who appears to have sent it?
Has the record been altered? Is there a record of changes
made?
Metadata is of crucial importance with e-mail. Metadata is
information about how, when and by whom the record was created
and accessed. In other words, it is its context. This is an
extremely important point, should the email ever be examined
in a court case. In order to be legally admissible, electronic
records must be accurate and up to date and accessible, as
well as safe and secure. To be considered as evidence, a record
must possess content, structure and context and be part of
a record keeping system. Metadata may be lost when printing
out emails, so care must be taken.
Another important aspect to email as a digital record is that
emails may contain attachments or links to other digital records.
Moreover, an email is often not a stand-alone record, but
is part of correspondence on a given topic. Thus, it must
be addressed in conjunction with the other records that address
the same subject.
In conclusion, when developing an email policy, as part of
an overall records management programme, an organisation should
be guided by legislation, standards and best practice.
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